I have worked at 3 different Stock Brokerage firms. I was the President of a Mutual Fund Dealer, the Compliance Officer of 2 Mutual Fund Dealers, and registered my first Limited Market Dealer, now called Exempt Market Dealer, in 1990. In total I served as a Chief Compliance Officer for over 17 years. At my Exempt Market Dealer I held the positions of • CEO • President • Ultimate Designated Person • Chief Compliance Officer • Dealing Representative and Chief Authorized Firm Representative. I won a Deal of the Year Award from The Private Capital Markets Association of Canada (PCMA)™ as well as a Leadership Award from the National Exempt Market Association “In Recognition for Fostering Industry Excellence in the Canadian Exempt Market”. Past Board Member of the National Exempt Market Association of Canada. I had been a contributor to The Globe and Mail’s Business Section
I was registered through the securities commission for over 40 years. I owned my own firm for years and trained over 75 licensed investment salespeople. These days I focus on one area. It is 2026 and incredible advancements have been made that allow any qualified person to be able to open their own trading account and AUTOMATICALLY trade utilizing Trading Algorithms and Artificial Intelligence. I will teach you how to use "Copy Trading" to link your account to a successful, professional team.